Internal Audit Executive, Enterprise Risk Management Consultant and Governance, Risk and Controls Advisor, with four decades of experience working with capital markets, wealth management and wholesale banking products at global and regional investment and commercial banking institutions. Familiar with complex international financial products, processes, regulatory standards and market best practices. Adept at interfacing with US regulators (OCC, FINRA, FRB) and international agencies in the UK, Latin America and Asia. Broad-based expertise includes, risk framework strategy, internal controls, process assurance and design, operational risk transformation, policy and procedures, mission-critical technical, functional and critical-thinking skills, fiduciary oversight and financial governance. Dedicated to building effective relationships and providing support to stakeholders, executives teams and boards.
