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Tara Jay

About

Detail

S&P Global, Regulatory affairs, Compliance strategy, Fintech, NFTs, AI, Crypto and Blockchain
England, United Kingdom
Contact Tara regarding: 
work
Full-time jobs
Starting at GBP150k/year ~USD202k/year

Timeline

work
Job
school
Education

Résumé

Jobs verified_user 40% verified
  • S&P Global
    Executive Director: Compliance, Risk, and Regulation- SMF16&17 verified_user Verified experience
    S&P Global
    May 2019 - Current (7 years 5 months)
    The particular business line I manage facilitates payments within financial institutions consortium of banks and Buyside firms as well as research and brokerage firms Managed the major project of establishing EU entities under the MiFID regime post Brexit for satisfying trading venue parameters requirements Examined all member states for financial regulations under MiFID • Liaise with product strategy and build-up teams to support non-functional requirements, such as suggesting recommendations and choosing alternatives. • Global full Compliance oversight, including FCA (SMF16&17) and Prudential Conduct Authority, FiNRA and MAS • Managing Information Security reports and certification including SOC and ISO27001 • Deliver monthly risk man
  • C
    GDPR Compliance Executive / Data Protection Officer, Auditor and Advisor / Compliance Manager verified_user Verified experience
    ClearComm,
    Nov 2017 - May 2019 (1 year 7 months)
    • Work with multiple high-profile major clients, including large multi-national charities, universities, museums, schools, and hospitals • Manage and audit Data Protection, Subject Access Requests, PECR, IS027001 and the GDPR implementation and policy drafting processes • Devise and deliver bespoke in-house and off-site data protection training for staff at all levels, delivering presentations, Q&A sessions, acting on pre-gathered needs, and providing final assessments to ensure success of delivery • Undertake Data Mapping, delivering advice and supervision activities regarding data cleansing retention, linking with GDPR requirements • Draft, insert and review consent statements, Privacy Policy, Cookies Policy, and opt-in statements •
  • U
    Legal Compliance Consultant
    UCK Ltd,
    Jun 2015 - Oct 2017 (2 years 5 months)
    • Provided solid advice on policies, utilising accumulated knowledge • Liaised with a number of regulators, including HEFCE, SLC, auditors, UKBA, Department for Education and accrediting bodies • Drafted key policies and reviewed documents • Provided focused training to staff • Delivered targeted advice
  • P
    Pinnacle Compliance
    Jun 2010 - Current (16 years 4 months)
    • Policy drafting • Worked on various projects in EAME, including FCA, PECR, FOI, MIFID and AML • Audit (IOSCO, SOC, ISO) • Delivering a wide range of targeted advice • Providing focused training to individuals, had clients from a wide range of sectors including real estate and Trust Funds
  • F
    3 round scholar
    Frankfurt School of Blockchain
    for NFT Talent, DLT Talent and Bitcoin Talent Programmes
Education verified_user 0% verified
  • F
    NFT, Bitcoin and DLT Talent Certification
    Frankfurt School of Management
    Jan 2022 - Jan 2023 (1 year 1 month)
  • University of Westminster
    LLB Law
    University of Westminster
    Jan 2009 - Jan 2014 (5 years 1 month)
  • Richmond upon Thames College
    International Baccalaureate Diploma Programme
    Richmond upon Thames College
    Jan 2006 - Jan 2008 (2 years 1 month)
  • Birkbeck University
    Certificate in International Law and Politics
    Birkbeck University
  • I
    International Compliance Association Postgraduate Diploma in
    ICA (Manchester UniversityICA)