Riddhi Kamdar

S

Compliance Analyst

State Bank of Texas

Apr 2025 - Current (1 year 2 months)

• Led the planning, fieldwork and reporting of 8 regulatory & risk-based audits, conducted code reviews, ITGC testing, leveraged data analytics to deliver 100% of federal regulatory commitments on time, resulting in actionable insights and a 20% surge in control effectiveness. • Optimized branch and operational audits by integrating AuditBoard AI and Microsoft Copilot, achieving a 30% gain in workflow efficiency while applying expert validation to deliver high-quality audit narratives and control recommendations. • Executed a comprehensive Travel Rule audit for fund transfers, identifying critical design assessment gaps and noting that 33% of eligible payments bypassed mandatory screening, leading to immediate remediation of AML & FCC compl

Business Analyst

PACCAR

Jan 2023 - Jun 2024 (1 year 6 months)

• Led general control testing for internal financial systems and business processes, identifying gaps & exceptions and presented the audit findings on Tableau dashboard to the Financial Compliance Group on a quarterly basis. • Designed 10+ KPI dashboards and reports on Tableau, mapping the risk areas with business processes and controls, improving compliance tracking, risk mitigation, project planning and regulatory reporting efficiency as a production enhancement to be used division wide. • Collaborated with regional sales managers to set quarterly sales goal as per the business plan & created incentives model to boost sales by 25%. • Analyzed the truck manufacturing business landscape through research, SWOT analysis & competitor assessmen

Business Systems Analyst

Capgemini

Aug 2021 - Nov 2022 (1 year 4 months)

• Reviewed AML procedures & policies to test the controls around surveillance logic, SDLC change management and user entitlements provisioning for the EDD compliance technology audit and documented the exceptions and findings in firmwide internal standard tool. • Analyzed the transaction monitoring and surveillance journey to ensure compliance with firms IT audit standards and independently re-performed the KYC procedure by mimicking sample data in the case management system validating the design assessment. • Reviewed the design & performed effective testing on sampling of transaction banking alerts when suspicious activities are filed to FinCEN. • Performed code reviews to validate the design of the code logic is appropriate and in line w

Business Analyst Internship

HealthEdge

Jun 2021 - Aug 2021 (3 months)

• Assisted product owners with backlog grooming sessions for user stories development and prioritization to ensure integrity and transparency, advocating the Financial Risk Management team with the transitioning from Waterfall to Agile Methodology • Extracted, cleaned, transformed & joined data (using advanced excel skills like VLOOKUP, Pivot tables, etc.) from multiple sources including Sybase DB, AWS Redshift & historical reports to produce pricing models to maximize lifetime value (LTV) of the Guiding-Care product.

Y

Business Auditor Trainee

YES BANK

May 2016 - Dec 2017 (1 year 8 months)

• Assessed & tested effectiveness of privilege & change management, data integrity, compliance logic and vendor management controls. • Conducted independent financial/non-financial suspicious activities testing to assess the design & effectiveness of AML & Sanctions audit. • Utilized Actimize suite to investigate & monitor fraud transactions, ensuring compliance with regulatory requirements & internal policies.

About

Detail

Timeline

Résumé