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Responsibilities
Mission statementWe are looking for an experienced and driven Compliance Officer and MLRO for our Switzerland and Liechtenstein based entities. You will join a dynamic and dedicated Group Compliance team, operating as a key member while focusing primarily on our Switzerland and Liechtenstein operational entities. This role offers an exciting opportunity to make a wider impact across the organization by working on broader, group-level projects, allowing you to contribute to the global compliance framework and help grow the group as a whole.Job descriptionEnsuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures;Conducting compliance risk assessments and elaborating an annual compliance plan;Developing and implementing a plan of second-line controls and conducting the tests;Assessing future business activities to identify potential compliance risks;Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees;Ensuring the compliance trainings are effective and up to date;Keeping abreast with regulatory changes and maintaining the policies and procedures up to date;Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc… to integrate compliance requirements into business processes.Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO).Carrying out the duties of a MLRO as per the AML/CTF FrameworkRepresenting Keyrock CH and LI in all matters of money laundering prevention internally and externally;Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments;Conducting regular audits and reviews to ensure compliance with AML/CTF requirements and internal policiesDrafting of compliance points of attention and recommendations and assisting the Group Head of Compliance or Group General Counsel (Group level) with management information reports;Background and experienceSolid experience as a Compliance officer (2nd line of defense) in a regulated financial institution in Switzerland and/or Liechtenstein, ideally with exposure to MLRO responsibilities or similarExperience in engaging with Swiss and Liechtenstein regulatory authorities;Excellent knowledge of financial regulations such as MiCAR, AML/CTF, market abuse, data privacy;Understanding of the digital assets ecosystem is a major plus;A relevant degree, preferably in business or law, is required;Extensive experience in implementation of monitoring and control processes to support policies and procedures;A compliance qualification for example ACAMS or a Masters in a related field would be an advantage;Our offerA competitive salary package, with various benefitsAutonomy in your time management thanks to flexible working hours and the opportunity to work remotelyThe freedom to create your own entrepreneurial experience by being part of a team of people in search of excellenceAs an employer we are committed to building a positive and collaborative work environment. We welcome employees of all backgrounds, and hire, reward and promote entirely based on merit and performance.
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