Peter Wei

O

Head of Legal

Octaura Holdings LLC

Dec 2022 - Jan 2024 (1 year 2 months)

♠ Counsel executive team and board of directors as strategic advisor to navigate governance, strategy and emergent matters ♠ Oversee legal function and outside counsel to effectively resolve array of regulatory, transactional, product issues ♠ Draft, review and negotiate complex client and vendor agreements, investment agreements, NDAs, and other agreements ♠ Research, draft and update memos, policies and procedures to address corporate governance matters and SEC compliance ♠ Advise on proposed product offerings, partnerships and technical roadmaps to mitigate legal and regulatory risks ♠ Advise and counsel leadership team on all legal matters, working with key stakeholders in overseeing and ensuring legal compliance, maintaining integ

A

Associate General Counsel

Atomyze LLC

Jan 2022 - Dec 2022 (1 year)

♠ Research and provide business-oriented advice on relevant laws and regulations, including, but not limited to, state money transmission laws, employment laws, the Commodity Exchange Act, FinCEN guidance and the Bank Secrecy Act ♠ Manage state money transmission and virtual currency licensing process for digital asset and fiat currency transmission ♠ Oversee legal function and outside counsel to resolve a wide variety of regulatory, transactional, strategic, and risk issues ♠ Advise on proposed product offerings, partnerships and technical roadmaps to mitigate legal and regulatory risks ♠ Review and draft contracts, terms and conditions, policies, agreements and respond to business line and investor inquiries ♠ Follow regulatory and p

P

Compliance Manager, AML

Paxful Inc.

Aug 2019 - Jan 2022 (2 years 6 months)

♠ Oversee daily AML team operations that performs Alert reviews and blockchain investigations to identify unusual activity ♠ Lead, innovate and own significant compliance wide improvements such as CRR modeling, product reviews and EDD ♠ Act as point of escalation and review for SARs, internal escalations, law enforcement requests as well as 314b requests ♠ Design and own compliance workflows, features, improvements, team growth initiatives and automations ♠ Prepare, review and present reporting data and metrics for executive leadership across department lines ♠ Lead implementation of and UAT/POC testing for compliance monitoring systems as well as rule tuning and testing ♠ Coordinate risk assessments and audits of the BSA/AML/OFAC pro

B

AML Consultant

Bank of China

Jan 2019 - Aug 2019 (8 months)

♠ Draft Standard Operating Procedures to streamline, unify and minimize inefficiencies and deliver related training ♠ Planning for and enacting processes for compliance with OCC Consent Order to safeguard against assessments ♠ Perform Alert review and disposition to ensure Bank compliance with relevant FinCEN and BSA/AML regulation ♠ Conduct end-to-end integration testing and assure delivered compliance software met requirements and expectations ♠ Liaise with other business units regarding internal audit and OCC requirements and implementation

J

Compliance Consultant, Subject Matter Expert

JPMorgan Chase & Company

Apr 2018 - Jan 2019 (10 months)

♠ Review wide range of document types to ensure corporate compliance with relevant AML rules and regulations ♠ Review account and transaction activity to identify AML red flags and measure for other internal metrics ♠ Assist team lead to drive solutions on an ad-hoc basis while routinely ranking as top two producer in the group ♠ Track and ensure implementation of regulatory changes by FinCEN, FINRA and to KYC/AML requirements ♠ Liaise with front office and management regarding legal requirements, improvements and implementation

J

Associate Attorney

JUN WANG & ASSOCIATES P.C

Nov 2017 - Apr 2018 (6 months)

♠ Draft, manage and complete numerous concurrent H-1B, O-1, L-1, TN and EB-1 petitions and respective RFEs ♠ Communicate with clientele in a professional manner to secure retainer, obtain evidence and answer questions ♠ Advise clientele and corporate counsel on immigration compliance and management, including PERM ♠ Develop case analysis and evaluate evidence for consults and RFEs in Chinese and English to strategize ♠ Supervise and manage staff in document preparation, file management and case follow-up

H

Summer Associate

Hur & Lash, LLP

May 2017 - Aug 2017 (4 months)

L

Associate Attorney

Liu & Fei Law Offices

May 2014 - Oct 2017 (3 years 6 months)

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