CHIEF LEGAL OFFICER / GENERAL COUNSEL Corporate Legal Leader with demonstrated success across corporate governance, regulatory/compliance, and human resources. Expertise in corporate law, M&A, IPOs & capital raising, securities law and compliance, IP portfolio management, licensing, and employment law. Experience as private and public company General Counsel and Chief Legal Officer. Senior Leadership Team: Partner with executives, board members, and key personnel across business functions to create business, and operational strategies improving workflows, reducing costs, and mitigating legal and regulatory risks and reducing costs. Corporate Governance & Capital Markets: Lead corporate governance to align with federal and state regulations, NASDAQ, and SEC requirements. Specialist in early to mid-stage private companies (Series A, B, C, and beyond) and small to mid-cap public companies. Total career value of deals exceeds $1.5B. • Executive Leadership • Strategic Partner to Boards of Directors • IPO, Tender Offers & PIPE Transactions • Regulatory Compliance & Risk Mitigation • Litigation Strategy & Outside Counsel Mgt. • Mergers, JVs & Licensing • Executive Compensation / Equity Plans • Securities Regulation (SEC & NASDAQ) • Contract Mgt. / IP Portfolio Mgt.
