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Caroline Ruto

About

Detail

Advisor
Hillingdon, United Kingdom

Contact Caroline regarding: 

Flexible work
Starting at USD30K/year
id_card
Internships
Starting at GBP30K/year ~USD40.6K/year

Timeline


work
Job
school
Education

Résumé


Jobs verified_user 0% verified
  • A
    Advisor, Conflicts, Ethics & Commercial Advisory
    Feb 2020 - Current (5 years 5 months)
    - Providing incisive legal advice on the rules of professional conduct to our global network of lawyers (e.g. SRA, ASCR, Code of Conduct), primarily in the context of taking on new business. Undertaking legal research to support proposing to act.
  • C
    Compliance Officer
    Jul 2019 - Jan 2020 (7 months)
    - Acting as an escalation point to junior members of staff on issues of conflicts, AML & other compliance related queries. Conducting sanctions screening when necessary. Researching new clients for client due diligence purposes and assisting fee-earner
  • S
    Senior Conflicts & AML Analyst
    Oct 2018 - Jul 2019 (10 months)
    - Responsibility of broader team-leading duties - Ensuring appropriate distribution of workflow, creation and implementation of conflicts analyst training programme, and acting as an escalation point for technical matters and personnel issues.
  • I
    Internal Assurance Auditor
    Jul 2018 - Jul 2019 (1 year 1 month)
    - Supporting the General Counsel team in the completion of the firm wide programme of internal audits. Conducted audits in accordance with the audit programme. Identifying any deficient controls, non compliance with the law and regulation or potential
  • W
    Business Partner for Corporate
    WLG GROUP
    Jun 2017 - Jul 2019 (2 years 2 months)
    As a business partner I was the recognised and trusted advisor bridging the gap between practice areas and CAMAT (Client and Matter Acceptance Team) I acted as the conduit for the free flow of information and suggestions for improvement. One of the many responsibilities was assisting the group with delivery of its strategic objectives. Additionally, identifying work trends and ensuring the Free CV template by reed.co.uk CAMAT team is fully prepared, with sufficient resource in place to accommodate new clients. Embedding myself in the practice group to provide tailored technical support specific to the unique requirements of the group. As a business partner I have the opportunity to build firm relationships with key stakeholders
  • W
    Conflicts & AML Analyst
    WLG GROUP
    May 2017 - Oct 2018 (1 year 6 months)
    Carrying out conflict/confidentiality searches; identifying where issues of conflict may arise and/or where there may be concerns regarding material confidential information by examining and analysing often complex information in compliance with the SRA Code of Conduct. Observing non-disclosure agreements in respect of client confidentiality and combination conflict handling. Applying protocols to cross jurisdictional conflicts. Using and navigating systems outside the UK. Where possible, analysing proposed matters and existing matter files and applying SRA exceptions to conflicts of interest in order to achieve a workable solution. Carrying out client due diligence for individuals, corporate structures, partnerships, trusts, foundation
  • ALDI
    Sales Associate
    ALDI
    May 2016 - Nov 2019 (3 years 7 months)
  • Compass Group PLC
    Call Handler/Consultant
    Compass Group PLC
    Feb 2016 - Apr 2016 (3 months)
    - Negotiating contracts, 'head hunting'. Interviewing and assessing prospective applicants and matching them with vacancies at client companies. Drawing up short-lists, organising interviews and selection events, making arrangements for the advertiseme
  • F
    Founder & Director
    Oct 2014 - Current (10 years 9 months)
    - A foundation that seeks to empower young Kenyan girls from less privileged backgrounds to excel without the hurdles of being a woman. This foundation aims to kick start a conversation about periods in Kenya & Africa that isn't permeated by discretion
  • T
    Team Leader
    Oct 2012 - Dec 2016 (4 years 3 months)
    - As a team leader it was my duty and responsibility to provide the team with a vision of the weekly project objectives, manage the flow of day-to-day operations as well facilitating problem solving and collaboration.
  • University of Bradford
    Junior Associate
    University of Bradford
    Sep 2011 - Jan 2015 (3 years 5 months)
    - As a junior associate, I worked along side solicitors on their day to day order of business. My main responsibilities were but not limited to evidence gathering - including statements, medical reports, expert reports.
Education verified_user 0% verified
  • The University of Leeds
    LLB Law (Hons)
    The University of Leeds
    Oct 2011 - Nov 2016 (5 years 2 months)