B
BAFODÉ DRAMÉ
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Senior Compliance Officer
New York, United States
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Full-time jobs
Starting at
USD150K/year
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Jobs
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- SVP - Anti-Fraud Program InvestigationSMBC | SUMITIOMO MITSUI BANKING CORPORATIONFeb 2022 - Mar 2023 (1 year 2 months)Brought in to take over the responsibilities of the VP on paternity leave; which included Developing and monitoring the Internal Fraud program, policies and procedures, related training and communications as well as helping oversee assigned projects aimed to improving program effectiveness and efficiencies. Converted to permanent staff to develop, oversee and maintain programs linked to Anti-Bribery Corruption, Internal Fraud Risk Management, Culture and Conduct and Sales Practices, and act in an advisory capacity and as a subject matter expert providing credible challenge to in-scope second line of defense activities and performing second level controls. • Assisted the Director of CPAD AF to develop policies and helped oversee assigned pr
- KUSAA – BSA/AML/OFAC Sanctions AdvisoryKPMG Consulting AssignmentSep 2020 - Feb 2022 (1 year 6 months)• Supported risk mitigation and reviewed escalated transactions and customer profiles suspected of being in violation of OFAC laws, regulations and policies. • Helped to transform the bank's compliance program, policies and procedures. Provided strategic advice to executives and business leaders on regulatory landscape and associated risks. Routinely identified and monitored OFAC compliance risks and implemented appropriate mitigation procedures.
Regulatory Exam Manager & Senior Consumer Compliance Testing OfficerGreen Key ResourcesDec 2017 - Sep 2020 (2 years 10 months)1. CARVER BAN – Regulatory Exam Manager & Senior Consumer Compliance Testing Officer Hired to assists the Chief Compliance Officer in developing, implementing, and monitoring compliance program adherence, including stipulations of the Community Reinvestment Act (CRA), informed by regulatory changes, the business model, and audit and exam findings. • Conducts audit reviews, identifies internal control weaknesses and provides recommendations for improvement, and drafts internal audit reports. • Contributed to Audit planning process for AML and OFAC, audit testing and monitoring, and I evaluated policies, procedures and internal controls across the bank to assess whether they were efficiently designed and working as intended to ensure compli- MManager – Global Transaction MonitoringMJ Boyd ConsultingSep 2014 - Dec 2017 (3 years 4 months)BBVA (Banco Bilbao Vizcaya Argentaria) - Manager – Global Transaction Monitoring Hired to create a consistent and uniform bank-wide compliance monitoring policy and procedures. • Evaluated country risk and reviewed clients' risk exposure, reviewed alerts and transactions, investigated the focal entities and the counterparties, and gathered appropriate information for decision-making to ensure the bank was in compliance with the Bank Secrecy Act (BSA), including Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), regulatory compliance, correspondent banking (CB), retail banking, Customer Due Diligence (CDD) and Know Your Customer (KYC). • Provided policy analysis and remediated any discrepancies, and defined and provided ongoin
- AConsulting ManagerAEROTEK COMPANYMay 2013 - Sep 2014 (1 year 5 months)1. RSM (McGladrey) - Consulting Manager Hired to develop a newly created compliance unit and advise clients with global presence on regulatory policy pertaining to AML, BSA, and OFAC.
- ATransactionsApple Banktesting and updating processes for the Sanctions Compliance Program. 3. APPLE BANK, New York, NY - Transactions Monitoring – Investigations Unit • Conducted transaction reviews ("Look Back") for money laundering and terrorist financing to independently assess the effectiveness of the bank's Suspicious Activity Report (SAR) process.
- Manager - Country Risk - Correspondent BankingJPMorgan Chase
- UManager - Global Transactions MonitoringUBS-Investment Banking, Corporate Center• Performed initial assessment of customers escalated as high risk, and perform Alert Adjudication through analysis of system generated and manually created alerts for potentially suspicious activity to ensure the accurate filing of SARs, then drafted SAR as needed.
Education
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- BA,Fordham University
- CMPA,Columbia University
- School CertificateColumbia Business School
- CMS,Cornell Law School
Projects
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