Compliance Associate Intern
State Street
Jul 2021 - Dec 2021 (6 months)
- Completed Ad Hoc projects that required me to manually update the reporting method for 527 Vanguard accounts and update the account type for 104 accounts in Star Compliance in order to determine what is the source of information - Concluded ABC Regulatory Obligation projects in which I researched and resumed the law description and different specific sections of each law for 17 countries, 21 states, and 68 different laws to ensure we were being compliant - Completed Account Backlog projects that required me to close, update, or add to feed in Star Compliance approximately 360 total accounts for Fidelity, Vanguard, Morgan Stanley, and TD Ameritrade brokers to maintain data integrity - Worked alongside the Boston, California, India and Braz