Tayyab Mahmood

F

MLRO

FintechPayments Firm

Dec 2023 - Current (2 years 9 months)

• Developing & implementing AML/CTF policies & procedures. • Ensuring the AML/CTF programs are in line with current regulations & regularly reviewing and updating this to address changes and new risks. • Overseeing the financial crime framework and different work streams such as transaction monitoring, fraud, SARs, and ensuring timely submissions of SARs to relevant FIUs. • Providing ongoing AML/CTF training to staff to ensure everyone is up to date. • Conducting regular AML/CTF risk assessments to identify potential risks and developing & implementing strategies and processes to mitigate risk. • Liaising with stakeholders & regulatory bodies to ensure we are ahead of the stringent deadlines.

Senior Financial Crime Consultant

Railsr

Sep 2023 - Dec 2023 (4 months)

• Investigating backlog of alerts raised by transaction monitoring systems; analysing customer accounts to identify risk or suspicious activity. Sending an EDD/RFI when needed. • Reviewing alerts associated to Railsr's fintech clients and their end users; as well as contributing to the refinement of processes & workflow. • Drafting info & DAML SARs and submitting to the relevant FIU (NCA, CTIF, TRACFIN). • Securing fraudulent funds & processing account closures and defunds. • Conducting open search, adverse media, CIFAS and sanction checks/screening. • Conducting QC/QA checks on cases completed by other senior analysts.

Senior Financial Crime Investigator

Coinbase

May 2023 - Sep 2023 (5 months)

• Investigating customer transactions on the blockchain and identifying any suspicious behaviour including any payments made on the dark net or to any flagged crypto addresses for illicit purposes. Sending an EDD/RFI when needed. • Dealing with a huge backlog of complex cases including money laundering rings, terrorist financing networks etc (cases where there are 100+ linked users). • Drafting info, DAML & DATF SARs and reporting the customer internationally to different FIU's across the globe depending on their jurisdiction (NCA, Gardai, AUSTRAC, FINTRAC etc. • Accredited across all typologies, work streams and case types including individual/institutional accounts, crypto/fiat flow through, BAM etc. • Securing fraudulent funds & pro

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Senior Financial Crime / SARs Analyst (Fintech)

Capitex

Aug 2022 - Feb 2023 (7 months)

• Investigating alerts raised by transaction monitoring systems; analysing customer accounts to identify risk or suspicious activity. Sending an EDD/RFI when needed. Also dealing with various fraud cases. • Reviewing and actioning escalations made for complex cases such as money laundering rings. • Drafting info & DAML SARs and submitting them to the relevant FIU (NCA, CTIF, TRACFIN). • Securing fraudulent funds & processing account closures and defunds. • Conducting open search, adverse media, CIFAS and sanction checks/screening. • Providing support to other analysts and reviewing their cases when necessary.

Financial Crime / SARs Analyst

Tide

Apr 2022 - Jul 2022 (4 months)

• Investigating alerts raised by transaction monitoring systems; analysing customer accounts to identify risk or suspicious activity. Sending an EDD/RFI when needed. Also dealing with various fraud cases. • Reviewing and actioning escalations made for complex cases such as money laundering rings. • Drafting info & DAML SARs and submitting them to the NCA via the NCA Portal. • Securing fraudulent funds & processing account closures and defunds. • Conducting open search, adverse media, CIFAS and sanction checks.

AML / KYC / Transaction Monitoring Analyst

Deutsche Bank

Jan 2020 - Dec 2021 (2 years)

• Managing complex full end to end remediation projects in compliance with UK & global financial regulations, by completing documentation review, research & verification in line with local policy standards. • Remediating low, medium & high risk clients as well as investigating alerts raised by transaction monitoring systems; analysing customer accounts to identify risk or suspicious activity. Sending an EDD/RFI when needed. • Dealing with complex ownership structures. • Reviewing AML & sanctions questionnaires; conducting sanction screening. • Drafting info & DAML SARs and submitting them to the relevant FIU. • Securing fraudulent funds & processing account closures and defunds. • Conducting open search, adverse media, CIFAS and sanc

KYC Analyst

HSBC

Jun 2019 - Nov 2019 (6 months)

• Managing complex full end to end remediation projects in compliance with UK & global financial regulations, by completing documentation review, research & verification in line with local policy standards. • Remediating low, medium & high risk clients as well as transaction monitoring in a timely manner at a high level of quality. • Dealing with complex ownership structures. • Reviewing AML & sanctions questionnaires; conducting sanction screening. • Conducting open search, adverse media and sanction checks. • Managing & prioritising workload, meeting stringent daily and weekly targets whilst maintaining a high level of QC.

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