CJ Rinaldi

Chief Compliance Officer

Kraken Digital Asset Exchange

Dec 2022 - Current (3 years 11 months)

Chief Compliance Officer

Blockchaincom

Oct 2021 - Dec 2022 (1 year 3 months)

D

Managing Director, Head of Markets Compliance, Americas

Deutsche Bank Securities

Nov 2019 - Oct 2021 (2 years)

Chief Compliance Officer for broker-dealer and swap dealer.

Managing Director, Head of Business Line Anti-Financial Crimes Compliance, Investment Bank

Deutsche Bank

Sep 2017 - Oct 2021 (4 years 2 months)

Led global business aligned team that strategically mitigates financial crime risk by designing and implementing policies, procedures and controls while scaling operational solutions.

Managing Director, Global Client Business Manager

Deutsche Bank

Jul 2013 - Aug 2017 (4 years 2 months)

Sales lead for cross-functional teams that executed strategic onboarding, KYC/AML, Dodd Frank/EMIR implementation, client strategy and communications, counterparty risk mitigation.

Global Head, Client Infrastructure in Senior Relationship Management Team, Managing Director

UBS Investment Bank

Aug 2010 - Jul 2013 (3 years)

Built Sales leadership team that strengthened top HF/asset manager relationships and increased revenues by managing regulatory, onboarding, trading documentation and client risk.

Manager, Counterparty Relations

Bridgewater Associates

Jun 2008 - Jul 2010 (2 years 2 months)

Drove strategy and team oversight of bank relationships, trading documentation (prime broker, futures, derivatives), risk mitigation for global macro investment adviser during financial crisis.

Fixed Income, Currencies & Commodities Transaction Risk Manager - EMEA

UBS Limited

Sep 2006 - May 2008 (1 year 9 months)

Head of Equities Compliance – EMEA Region

UBS Limited

Jul 2005 - Aug 2006 (1 year 2 months)

Transactions Legal, Derivatives and Capital Markets

UBS Limited

Apr 2001 - Jul 2005 (4 years 4 months)

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Senior Associate - Transactions Attorney, Cross Border Securities and Project Finance Groups

Clifford Chance Rogers Wells

May 1997 - Mar 2001 (3 years 11 months)

Senior Counsel, Enforcement Division

US Securities and Exchange Commission

Sep 1991 - Apr 1997 (5 years 8 months)

About

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Timeline

Résumé

CJ Rinaldi

About

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Behavioral traits