Jonathan Matthews

Jonathan Matthews

About

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Chief Compliance Officer, Regulatory Counsel | RIHC in CA; Admitted in NY
California, United States

Timeline

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Résumé

Jobs verified_user 0% verified
  • Wealthfront
    Chief Compliance Officer, Regulatory Counsel (admitted in New York)
    Wealthfront
    Jan 2025 - Current (1 year 10 months)
  • Wealthfront
    Chief Compliance Officer
    Wealthfront
    Apr 2020 - Current (6 years 7 months)
  • Brighthouse Financial
    Head of Retail Compliance
    Brighthouse Financial
    Oct 2016 - Sep 2019 (3 years)
    Chief Compliance Officer for the Company's active, individual insurance product lines. Led governance, risk, and compliance functions to comply with applicable state and Federal requirements for insurance companies and broker-dealers. Served as Anti-Money Laundering (“AML”), Privacy, and Anti-Fraud Officer.
  • MetLife
    Assistant Vice President
    MetLife
    Aug 2004 - Oct 2016 (12 years 3 months)
    Responsible for MetLife’s U.S. Compliance Operations organization. Lead a team of compliance attorneys and professionals implementing the Company’s compliance risk management (“CRM”) program in the U.S. Responsibilities cover MetLife’s Retail, Group, Direct, and Global Employee Benefits businesses, which account for over 75% ($4.2 billion, annually) of the Company’s operating earnings. The program includes ongoing oversight activities, quarterly risk assessments, and executive risk reporting.
    • Provide thought leadership on all CRM strategy and initiatives. Established operational and administrative precision in all facets of the program.
    • Implemented program to ensure that CRM input—monitoring, testing, risk assessments, control
  • Kings County District Attorney
    Assistant District Attorney
    Kings County District Attorney
    Sep 2001 - Aug 2004 (3 years)
    Served as lead counsel on bench and jury trials, conducting all phases of litigation, including witness preparation, voire dire, direct and cross examination, opening statements, and closing arguments. Conducted evidentiary suppression hearings. Served in the Domestic Violence (“DV”) Unit: conducted trials, managed a caseload of an average of 120 cases. Conducted post-arrest case enhancement on violent felony cases. Presented numerous cases to grand juries in a unit responsible for Brooklyn's highest volume precincts.
Education verified_user 0% verified
  • UNIVERSITY OF CALIFORNIA BERKELEY
    Bachelor's degree, English
    UNIVERSITY OF CALIFORNIA BERKELEY
    A.B., English, 1996
    • Dean's List, 1996
  • Fordham University School of Law
    Doctor of Law (JD, Law
    Fordham University School of Law
    Jan 1998 - Jan 2001 (3 years 1 month)
    J.D., 2001
    • Editorial Staff, Fordham Intellectual Property Media & Entertainment Journal
    • Award for "Scholastic Excellence in Legal Writing;" Dean's "Citation for Leadership"
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