Associate Attorney
Russell C. Weigel, III, P.A.
Mar 2009 - Apr 2012 (3 years 2 months)
Securities Litigation and Corporate Counseling Represented clients in investigations and lawsuits brought by the SEC and state securities commissions. Represented customers, brokers and broker/dealers in FINRA Dispute Resolution. Conducted depositions, argued motions and represented clients at arbitration hearings. Second chaired at trials, hearings, mediations and arbitrations in federal courts and FINRA Dispute Resolution. Drafted pleadings, motions, and discovery. Prepared offering documents for securities and investments. Prepared SEC registration statements, Form D disclosures and annual/quarterly reports on Forms 10K and 10Q, respectively. Drafted merger documents and corporate governance documents, including Equity Incentive Plans. A